Disclosures

SMBC Capital Markets, Inc. is providing certain disclosures pursuant to CFTC Rule §23.431, through the links below.

General Disclosure

General Disclosure Statement for Transactions

Material Disclosures 

Disclosure Annex for Interest Rate Transactions
Disclosure Annex for Foreign Exchange Transactions
Disclosure Annex for Commodity Derivative Transactions
IBOR Alternative Reference Rates Disclosure

Conflicts of Interest

Material Incentives and Material Conflicts of Interest Disclosure